LAW 9508 - Bank Compliance Audits, Compliance Risk Management Programs, and Regulatory Agencies

This course is designed to expose students to key legal, regulatory, and risk management concepts in conducting bank compliance audits and examinations. This course also examines state and federal bank regulatory agencies, and the power and enforcement authority of regulatory agencies. Students will participate in exercises that will require them to apply concepts involving examinations and supervisory actions, audits, and compliance risk management programs.

Prerequisite: Banking Law

Every Year Course

Credits: 2 Credits